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David Nell

ALLSTATE FINANCIAL ADVISORS
Spring, TX 77380-2093
Some features on this profile are disabled
CRD#: 5636277
DN

Professional summary

David Nell, who also goes by David R Nell, David Robert Nell, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Spring, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Spring, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. David has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David R Nell | David Robert Nell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MUTUAL OF OMAHA POSITION: Agent NATURE: Residuals for life, Annuities, Medicare supplements,Also receive residuals fromWestern United Life,EquitrustBCBSHumanaUHC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 7354 PR 3175, Buffalo TX 75831, United States DESCRIPTION: Agent EVERLAKE POSITION: AGENT NATURE: Life Insurance book INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/12/2023 ADDRESS: 25511 Budde Rd, Spring TX 77380, United States DESCRIPTION: I am the servicing agent on life policies sold to Everlake from Allstate

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Nell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 12, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 25511 Buddle Rd Ste 1402, Spring, TX 77380-2093
RIA
CRD#: 109524
Spring, TX
Current

January 8, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 25511 Budde Rd, Ste 1402, Spring, TX 77380-2093
BD
CRD#: 18272
Spring, TX
Past

March 9, 2020 - January 5, 2021

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
THE WOODLANDS, TX
Past

June 6, 2019 - February 25, 2020

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
SPRING, TX
Past

May 2, 2016 - April 27, 2018

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
THE WOODLANDS, TX
Past

April 15, 2016 - April 23, 2016

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
THE WOODLANDS, TX
Past

April 15, 2016 - April 27, 2018

OPPENHEIMER & CO. INC.

BD
CRD#: 249
THE WOODLANDS, TX
Past

October 9, 2014 - April 7, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
HOUSTON, TX
Past

October 9, 2014 - April 7, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX
Past

July 6, 2012 - October 15, 2014

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
THE WOODLANDS, TX
Past

July 6, 2012 - October 15, 2014

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
THE WOODLANDS, TX
Past

January 18, 2011 - July 9, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
HOUSTON, TX
Past

January 18, 2011 - July 9, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
HOUSTON, TX
Past

November 9, 2009 - December 9, 2010

EDWARD JONES

RIA
CRD#: 250
SPRING, TX
Past

July 16, 2009 - December 9, 2010

EDWARD JONES

BD
CRD#: 250
SPRING, TX
Past

February 2, 2009 - July 7, 2009

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/11/2025)
RR
California
(6/20/2025)
RR
Delaware
(3/17/2025)
RR
Indiana
(7/8/2025)
RR
Louisiana
(11/1/2021)
RR
New Mexico
(10/6/2025)
RR
New York
(4/6/2025)
RR
North Carolina
(12/2/2024)
RR
Ohio
(7/2/2025)
RR
Oklahoma
(3/30/2021)
RR
Texas
(1/8/2021)
IAR
Texas
(10/12/2023)
RR
Virginia
(4/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/9/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/31/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Spring, TX 77380-2093

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