Michael C. Muzzy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Muzzy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2023 - July 20, 2023
CADMAN SECURITIES, LLC
April 2, 2021 - May 13, 2021
STILLPOINT CAPITAL, LLC
February 4, 2009 - April 1, 2019
W G SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
CADMAN SECURITIES, LLC
CRD#: 128344 / SEC#: , 8-66126
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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