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MD

Michael T. Dogum

COMPASS ION ADVISORS
DEVON, PA
Some features on this profile are disabled
CRD#: 5636150
MD

Professional summary

Michael Thomas Dogum, who also goes by Michael T Dogum, Michael Thomas Dogum, Michael Dogum, is a registered financial advisor currently at COMPASS ION ADVISORS, LLC located in Devon, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael T Dogum | Michael Thomas Dogum | Michael Dogum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OBA: INSURANCE BROKERAGE; ADDRESS OF OBA: WILMINGTON, DE 19808; NATURE: MULTI-LINE INSURANCE BROKERAGE; INVESTMENT RELATED: NO; TITLE WITH OBA: LICENSED INSURANCE AGENT; DUTIES: SALE AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE INSURANCE, DISABILITY INSURANCE AND LONG-TERM CARE INSURANCE; START DATE: 2009; APPROX. NUMBER OF HOURS/MONTH: 2-4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2-4

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Dogum's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 6, 2024 - Present

COMPASS ION ADVISORS, LLC

RIA
CRD#: 166418
DEVON, PA
Past

May 2, 2016 - April 13, 2017

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
WILMINGTON, DE
Past

December 9, 2011 - October 31, 2024

PILLAR WEALTH ADVISORS, LLC

RIA
CRD#: 159642
WEST CHESTER, PA
Past

December 8, 2011 - September 26, 2013

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
WILMINGTON, DE
Past

December 8, 2011 - March 6, 2018

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
WILMINGTON, DE
Past

April 7, 2009 - December 8, 2011

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
WILMINGTON, DE
Past

February 13, 2009 - December 8, 2011

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COMPASS ION ADVISORS, LLC
COMPASS ION ADVISORS, LLC

CRD#: 166418 / SEC#: 801-78503

RIA
Registered Investment Advisory firm - (8/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(6/6/2024)
IAR
Texas
(6/6/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/5/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2009
General Securities Representative Examination

Current Firm

CI
COMPASS ION ADVISORS, LLC
COMPASS ION ADVISORS, LLC

CRD#: 166418 / SEC#: 801-78503

RIA
Registered Investment Advisory firm - (8/30/2013 Approved)
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Contact information

Main Address
300 Conshohocken State Road Suite 230, Conshohocken, PA 19428
Mailing Address
Phone number
(610) 228-2200
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

07 31 2025 CIA FORM ADV PART 2A FINAL (7/31/2025)

Regulatory assets under management

Total Number of Accounts3,547
AUM (Assets Under Management)$ 1,328,104,988

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/07/2024
Cover Page
Report
04/17/2024
Cover Page
Report
12/22/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS ION ADVISORS, LLC

CRD#: 166418Devon, PA

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