Ney W. Sheridan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ney William Sheridan, who also goes by Ney Willaim Sheridan, was a registered financial professional .
Ney is a previously registered financial professional and started their career in finance in 2009. Ney had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2018 - December 18, 2018
VELOCITY CAPITAL, LLC
October 26, 2017 - January 8, 2018
FORTE SECURITIES LLC
June 20, 2012 - October 30, 2015
TD PRIME SERVICES LLC
June 10, 2011 - April 3, 2012
CANTOR FITZGERALD & CO.
December 1, 2010 - April 15, 2011
RAFFERTY CAPITAL MARKETS, LLC
December 23, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
February 6, 2009 - November 23, 2009
SARATOGA CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/14/2012
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CAPITAL, LLC
CRD#: 171810 / SEC#: , 8-69479
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCP HOLDINGS, LLC | SOLE MEMBER AND OWNER | |
| AMATO, MATTEO ALBERTO | CHIEF FINANCIAL OFFICER & FINOP | 5877196 |
| BRACERO, FRANK WILLIAM | CONTROLLER | 2178318 |
| FREYER, CHRISTIAN | ROP | 6337912 |
| LOGAN, MICHAEL JAMES | CHIEF ADMINISTRATIVE OFFICER | 5763098 |
| MERCHANT, MUNAF | PRESIDENT | 1937789 |
| SMITH, JEFFREY SCOTT | CHIEF COMPLIANCE OFFICER | 2492551 |
| WIEDMAN, GARY DAVID | CHIEF OPERATING OFFICER | 1947935 |
| YAN, ROY | CHIEF EXECUTIVE OFFICER | 2352916 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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