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Marques T. Cormier

HUB INVESTMENT PARTNERS
Houston, TX
Some features on this profile are disabled
CRD#: 5635889
MC

Professional summary

Marques T Cormier is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Houston, Texas.

Marques is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Marques has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Foundation 99. Not investment related. San Marcos, Texas. Position: Board member. Nature: As a Board Member I work with the other members of the board to strategize fundraising opportunities, assist with onboarding for new clients and some volunteer financial coaching. Start: 10/1/2020. Hours a month:2. Hours during trading:0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marques T Cormier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2022 - Present

HUB INVESTMENT PARTNERS, LLC

RIA
CRD#: 307956
Houston, TX
Past

January 7, 2021 - December 31, 2021

HUB INVESTMENT PARTNERS, LLC

RIA
CRD#: 307956
Houston, TX
Past

June 8, 2016 - December 11, 2020

ZT WEALTH ADVISORY

RIA
CRD#: 158972
HOUSTON, TX
Past

August 20, 2014 - May 5, 2016

SCOTTRADE, INC.

BD
CRD#: 8206
DALLAS, TX
Past

March 25, 2013 - August 18, 2014

TD AMERITRADE, INC.

RIA
CRD#: 7870
FORT WORTH, TX
Past

March 25, 2013 - August 18, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
FORT WORTH, TX
Past

March 4, 2013 - August 18, 2014

TD AMERITRADE, INC.

BD
CRD#: 7870
FORT WORTH, TX
Past

September 20, 2010 - December 11, 2012

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
SAN ANTONIO, TX
Past

July 16, 2010 - December 11, 2012

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

February 16, 2009 - June 16, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HUB INVESTMENT PARTNERS, LLC
HUB INVESTMENT PARTNERS, LLC
AFS FINANCIAL GROUP | VERIPAX WEALTH MANAGEMENT | TCG ADVISORY SERVICES, LLC | TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | TCG ADVISORS | HUB INVESTMENT PARTNERS, LLC | HUB ADVISOR CONNECT | FULL SUITE WEALTH | BRIDGECREEK INVESTMENT MANAGEMENT | AGAPE INVESTMENT ADVISORS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA
Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/4/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/27/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/5/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/13/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HUB INVESTMENT PARTNERS, LLC
HUB INVESTMENT PARTNERS, LLC
AFS FINANCIAL GROUP | VERIPAX WEALTH MANAGEMENT | TCG ADVISORY SERVICES, LLC | TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | TCG ADVISORS | HUB INVESTMENT PARTNERS, LLC | HUB ADVISOR CONNECT | FULL SUITE WEALTH | BRIDGECREEK INVESTMENT MANAGEMENT | AGAPE INVESTMENT ADVISORS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA
Registered Investment Advisory firm - (4/1/2020 Approved)
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Contact information

Main Address
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746
Mailing Address
Phone number
(512) 600-5390
Established
Firm type
Fiscal year end
# of Employees
144

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (3/27/2025)

Regulatory assets under management

Total Number of Accounts8,633
AUM (Assets Under Management)$ 8,979,977,344

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
04/29/2025
Cover Page
Report
01/29/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUB INVESTMENT PARTNERS, LLC

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956Houston, TX

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