Andre S. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre St Lawrence Campbell, who also goes by Andre St Lawrence Campbell, Andre Campbell, was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 2009. Andre had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2019 - August 23, 2021
PFS INVESTMENTS INC.
June 13, 2019 - August 23, 2021
PFS INVESTMENTS INC.
February 26, 2019 - May 31, 2019
INSPIRE ADVISORS, LLC
September 30, 2016 - June 16, 2017
G. A. REPPLE & COMPANY
August 23, 2016 - June 16, 2017
G. A. REPPLE & COMPANY
August 29, 2014 - May 22, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
August 27, 2014 - May 22, 2015
ALLSTATE FINANCIAL SERVICES, LLC
July 28, 2014 - August 22, 2014
FINANCIAL WEST GROUP
June 18, 2014 - August 22, 2014
FINANCIAL WEST GROUP
November 3, 2011 - December 9, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2011 - December 9, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2011 - October 28, 2011
MML INVESTORS SERVICES, LLC
March 24, 2011 - October 28, 2011
MML INVESTORS SERVICES, LLC
June 30, 2010 - December 13, 2010
BRIGHT TRADING, LLC
July 13, 2009 - July 1, 2010
MML INVESTORS SERVICES, LLC
April 15, 2009 - May 19, 2009
EDWARD JONES
March 17, 2009 - May 19, 2009
EDWARD JONES
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
