David L. Boardman

DIABLO INVESTMENT ADVISORS

Ponte Vedra, FL

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CRD#: 5635581

Professional summary

David Lawrence Boardman, CFP® is a registered financial advisor currently at DIABLO INVESTMENT ADVISORS, LLC located in Ponte Vedra, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM CURRENTLY EMPLOYED AS AN AIRLINE PILOT FOR AMERICAN AIRLINES, WHICH IS HEADQUARTERED IN DALLAS, TX. I HAVE BEEN EMPLOYED BY AMERICAN AIRLINES SINCE 08/1991 AND DEVOTE APPROXIMATELY 90 HOURS A MONTH TO THIS OCCUPATION AT VARIOUS TIMES THROUGHOUT THE DAY. THIS IS A NON INVESTMENT RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Boardman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

November 6, 2013 - Present

DIABLO INVESTMENT ADVISORS, LLC

RIA

CRD#: 148139

Ponte Vedra, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2013)

IAR

Florida
(3/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2008

Uniform Investment Adviser Law Examination

Current Firm

DIABLO INVESTMENT ADVISORS, LLC

DIABLO INVESTMENT ADVISORS, LLC | FULCRUM WEALTH MANAGEMENT, LLC

CRD#: 148139 / SEC#:

California

Registered Investment Advisory firm - (5/12/2009 Approved)

Florida

Registered Investment Advisory firm - (3/4/2024 Approved)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ponte Vedra, FL

Mailing Address

Po Box 473, Ponte Vedra Beach, FL 32004

Phone number

(925) 735-6265

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 39,740,699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Boardman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Boardman's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIABLO INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2008

Current Firm

DIABLO INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIABLO INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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