JG
John M. Gross
CITIZENS SECURITIES
Twinsburg, OH 44087
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CRD#: 5635293
JG
Professional summary
John M Gross, who also goes by John M Gross, John Michael Gross, John Michael Gross, John Gross, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Twinsburg, Ohio.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. John has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John M Gross | John Michael Gross | John Michael Gross | John Gross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)05/17/2022 - Notary - Inv Rel - State of Ohio - Start: 12/2017
CRS (Client Relationship Summary) - RIA
Click below to view John M Gross's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John M Gross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 8968 Darrow Rd, Twinsburg, OH 44087Office #2: 3323 Kent Road, Stow, OH 44224Office #3: 69 W. Streetsboro Street, Hudson, OH 44236RIA
BD
CRD#: 39550
Twinsburg, OH
Current
November 10, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 8968 Darrow Rd, Twinsburg, OH 44087Office #2: 3323 Kent Road, Stow, OH 44224Office #3: 69 W. Streetsboro Street, Hudson, OH 44236RIA
BD
CRD#: 39550
Twinsburg, OH
Past
May 19, 2022 - November 25, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
BEACHWOOD, OH
Past
May 19, 2022 - November 25, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
BEACHWOOD, OH
Past
July 26, 2018 - May 23, 2022
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
AKRON, OH
Past
July 26, 2018 - May 23, 2022
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
AKRON, OH
Past
May 29, 2018 - July 27, 2018
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
HUDSON, OH
Past
May 29, 2018 - July 27, 2018
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
HUDSON, OH
Past
January 12, 2016 - December 12, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CLEVELAND, OH
Past
January 11, 2016 - December 12, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CLEVELAND, OH
Past
October 28, 2013 - January 30, 2015
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CLEVELAND, OH
Past
October 28, 2013 - January 30, 2015
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLEVELAND, OH
Past
April 16, 2012 - July 24, 2013
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CLEVELAND, OH
Past
March 21, 2012 - July 24, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CLEVELAND, OH
Past
December 19, 2011 - February 16, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WESTLAKE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/12/2022)
IAR
Florida(12/13/2022)
RR
Illinois(12/12/2022)
IAR
Illinois(12/12/2022)
RR
Ohio(11/10/2022)
IAR
Ohio(11/27/2022)
RR
South Carolina(11/30/2023)
IAR
South Carolina(12/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
