Matthew J. Mccarville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Mccarville, who also goes by Matt Joseph Mccarville, Matt Mccarville, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2009. Matthew had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - February 27, 2012
MANARIN SECURITIES CORPORATION
October 1, 2010 - September 7, 2011
SUNSET FINANCIAL SERVICES, INC.
March 24, 2009 - July 9, 2010
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
MANARIN SECURITIES CORPORATION
CRD#: 37611 / SEC#: , 8-47826
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANARIN, ROLAND RENATO | PRESIDENT TREASURER, CHIEF COMPLIANCE OFFICER | 843410 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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