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Genis Ros Armengol

Some features on this profile are disabled
CRD#: 5635038
GR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Genis Ros Armengol was a registered financial professional .

Genis is a previously registered financial professional and started their career in finance in 2009. Genis had worked at 1 firm and has passed the Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 24, 2011 - March 28, 2014

CREAND SECURITIES

BD
CRD#: 38964
MIAMI, FL
Past

February 18, 2009 - June 29, 2010

CREAND SECURITIES

BD
CRD#: 38964
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 2/17/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/2009
General Securities Principal Examination

Current Firm

CS
CREAND SECURITIES
BETA CAPITAL MANAGEMENT, INC. | CREAND WEALTH MANAGEMENT | CREAND SECURITIES | BETA CAPITAL WEALTH MANAGEMENT | BETA CAPITAL SECURITIES LLC | BETA CAPITAL MANAGEMENT, L.P.

CRD#: 38964 / SEC#: , 8-48481

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
777 Brickell Avenue Suite 1201, Miami, FL 33131
Mailing Address
777 Brickell Avenue Suite 1201, Miami, FL 33131
Phone number
(305) 358-8844
Established
Delaware since 12/31/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CREDIT ANDORRA U.S. GP LLCSHAREHOLDER
ESCUDERO, MARYORI DEL SOCORROCOO4913350
GUZMAN, CARLOSCHIEF COMPLIANCE OFFICER1727654
HERVIS, IDELMA DE LA CARIDADCFO1429292
POVEDANO, NOELIACEO6126794
SOLIS MEDINA, ITZELAMLCO7817869

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREAND SECURITIES

CRD#: 38964

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