Keith C. Johnson

INMAN FINANCIAL SERVICES

PORTLAND, OR 97223

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CRD#: 5634947

Professional summary

Keith Conrad Johnson is a registered financial advisor currently at INMAN FINANCIAL SERVICES, INC. located in Portland, Oregon.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Keith has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Conrad Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2023 - Present

INMAN FINANCIAL SERVICES, INC.

Office #1: 12703 Sw 67th Avenue, Portland, OR 97223

RIA

CRD#: 297414

PORTLAND, OR

Past

January 3, 2012 - December 31, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PORTLAND, OR

Past

February 19, 2009 - December 31, 2011

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

TIGARD, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INMAN FINANCIAL SERVICES, INC.

INMAN FINANCIAL SERVICES | INMAN FINANCIAL SERVICES, INC.

CRD#: 297414 / SEC#: 801-120660

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

Oregon

Registered Investment Advisory firm - (4/20/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/25/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/18/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INMAN FINANCIAL SERVICES, INC.

INMAN FINANCIAL SERVICES | INMAN FINANCIAL SERVICES, INC.

CRD#: 297414 / SEC#: 801-120660

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

Oregon

Registered Investment Advisory firm - (4/20/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/12/2021 Terminated)

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Contact information

Main Address

12703 Sw 67th Avenue, Portland, OR 97223

Mailing Address

Phone number

(503) 906-2650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-INMAN FINANCIAL SERVICES, INC. (3/11/2025)

Regulatory assets under management

Total Number of Accounts	606
AUM (Assets Under Management)	$ 169,624,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith C. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Conrad Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

INMAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2022

Series 66

Date: 5/25/2009

SIE

Date: 12/31/2017

Series 6

Date: 2/18/2009

Current Firm

INMAN FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INMAN FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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