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CC

Christopher M. Conmy

AARON WEALTH ADVISORS
Niwot, CO
Some features on this profile are disabled
CRD#: 5634864
CC

Professional summary

Christopher Michael Conmy, who also goes by Chris Conmy, Christopher M Conmy, is a registered financial advisor currently at AARON WEALTH ADVISORS located in Niwot, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Christopher has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Conmy | Christopher M Conmy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Conmy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

AARON WEALTH ADVISORS

RIA
CRD#: 298079
Niwot, CO
Past

August 15, 2017 - December 31, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
PALATINE, IL
Past

August 14, 2017 - March 11, 2026

CWM, LLC

RIA
CRD#: 155344
Palatine, IL
Past

December 4, 2014 - August 15, 2017

SEQUOIA WEALTH MANAGEMENT, LLC

RIA
CRD#: 170543
OAK PARK, IL
Past

December 3, 2014 - August 28, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
OAK PARK, IL
Past

June 30, 2010 - December 4, 2014

AUSDAL FINANCIAL PARTNERS, INC.

RIA
CRD#: 7995
OAK PARK, IL
Past

June 30, 2010 - December 4, 2014

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
OAK PARK, IL
Past

October 16, 2009 - July 12, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
OAK PARK, IL
Past

September 8, 2009 - July 12, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
OAK PARK, IL
Past

April 14, 2009 - September 16, 2009

WATERSTONE FINANCIAL GROUP, INC.

BD
CRD#: 10078
PALATINE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AARON WEALTH ADVISORS
AARON WEALTH ADVISORS | PLYMOUTH ROCK ASSET MANAGEMENT LLC | PLYMOUTH ROCK | AARON WEALTH ADVISORS LLC

CRD#: 298079 / SEC#: 801-113938

RIA
Registered Investment Advisory firm - (9/20/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(5/22/2026)
IAR
Illinois
(5/22/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/11/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/2009
General Securities Representative Examination

Current Firm

AW
AARON WEALTH ADVISORS
AARON WEALTH ADVISORS | PLYMOUTH ROCK ASSET MANAGEMENT LLC | PLYMOUTH ROCK | AARON WEALTH ADVISORS LLC

CRD#: 298079 / SEC#: 801-113938

RIA
Registered Investment Advisory firm - (9/20/2018 Approved)
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Contact information

Main Address
515 N. State St. Suite 1770, Chicago, IL 60654
Mailing Address
Phone number
(312) 506-5780
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AARON WEALTH ADVISORS LLC ADV PART 2A (4/8/2025)

Regulatory assets under management

Total Number of Accounts1,341
AUM (Assets Under Management)$ 2,607,024,926

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AARON WEALTH ADVISORS

CRD#: 298079Niwot, CO

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