Marcelo A. Phillips
Professional summary
Marcelo Alan Phillips, who also goes by Marcelo Phillips, is a registered financial professional currently at SIGULER GUFF GLOBAL MARKETS, LLC located in New York, New York.
Marcelo is registered as a RR (Registered Representative) and started their career in finance in 2009. Marcelo has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marcelo Alan Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2016 - Present
SIGULER GUFF GLOBAL MARKETS, LLC
Office #1: 200 Park Avenue 14th Floor, New York, NY, 10166June 15, 2012 - February 12, 2016
GOLDMAN SACHS & CO. LLC
January 25, 2010 - October 22, 2010
MAXIM GROUP LLC
February 5, 2009 - October 27, 2009
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2016)
Exams
FINRA
Current Firm
SIGULER GUFF GLOBAL MARKETS, LLC
CRD#: 159534 / SEC#: , 8-68996
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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