DF
Derrick E. Frost
PROFUSION FINANCIAL
St. Louis, MO 63105
Some features on this profile are disabled
CRD#: 5634634
DF
Professional summary
Derrick Evan Frost is a registered financial advisor currently at PROFUSION FINANCIAL located in St. Louis, Missouri.
Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Derrick has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Profusion Private Asset Fund, LLC; 7733 Forsyth Blvd, Suite 1100, St. Louis, MO 63105; Position Title : Member; Start date 2018. Hours devoted to business during trading hours : 5;Hours devoted to business outside trading hours : 5. 2. Profusion Laclede Condos, LLC; 7733 Forsyth Blvd, Suite 1100, St. Louis, MO 63105; Position Title : Member; Start date 2018. Hours devoted to business during trading hours : 5;Hours devoted to business outside trading hours : 5.
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Evan Frost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2013 - Present
PROFUSION FINANCIAL
Office #1: 7711 Bonhomme Ave Ste 600, St. Louis, MO 63105RIA
CRD#: 167003
St. Louis, MO
Past
September 12, 2014 - August 1, 2016
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
ST LOUIS, MO
Past
July 8, 2011 - April 17, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MCLEAN, VA
Past
July 8, 2011 - April 17, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MCLEAN, VA
Past
February 22, 2010 - July 12, 2011
FULCRUM ADVISORY SERVICES, LLC
RIA
CRD#: 131777
MCLEAN, VA
Past
January 22, 2010 - July 12, 2011
FULCRUM SECURITIES, LLC
BD
CRD#: 140084
MCLEAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROFUSION FINANCIAL
FROST FINANCIAL | PROFUSION FINANCIAL, INC. | PROFUSION FINANCIAL
CRD#: 167003 / SEC#: 801-131756
RIA
Registered Investment Advisory firm - (1/6/2025 Approved)Iowa
Registered Investment Advisory firm - (1/10/2025 Terminated)Missouri
Registered Investment Advisory firm - (1/10/2025 Terminated)Texas
Registered Investment Advisory firm - (1/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (1/13/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(5/21/2015)
IAR
Missouri(5/26/2015)
IAR
Texas(4/17/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PROFUSION FINANCIAL
FROST FINANCIAL | PROFUSION FINANCIAL, INC. | PROFUSION FINANCIAL
CRD#: 167003 / SEC#: 801-131756
RIA
Registered Investment Advisory firm - (1/6/2025 Approved)Iowa
Registered Investment Advisory firm - (1/10/2025 Terminated)Missouri
Registered Investment Advisory firm - (1/10/2025 Terminated)Texas
Registered Investment Advisory firm - (1/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (1/13/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7711 Bonhomme Ave Ste 600, St. Louis, MO 63105
Mailing Address
Phone number
(314) 441-6107
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 124,930,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROFUSION FINANCIAL
CRD#: 167003St. Louis, MO 63105TRUST BUT VERIFY
Monitor Derrick Frost
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
