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DB

Daniel A. Buckman

BUCKMAN & COMPANY
CHARLOTTESVILLE, VA
Some features on this profile are disabled
CRD#: 5634571
DB

Professional summary

Daniel Alexander Buckman is a registered financial advisor currently at BUCKMAN & COMPANY located in Charlottesville, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Daniel has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 79 and Series 31 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SPOTSYLVANIA EDUCATION FOUNDATION POSITION: Board Member NATURE: Education Board INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 8020 Riverstone Drive, Fredericksburg VA 22407 DESCRIPTION: Discuss ways to help local public schools using grants for teachers, students and employees. LLOYD F. MOSS FREE CLINIC POSITION: Board Member NATURE: Board Members meet to discuss how to help the clinic best serve the community INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1301 Sam Perry Blvd, Suite 100, Fredericksburg VA 22401 DESCRIPTION: meet with the board and discuss how the clinic can best serve the community Rental Property POSITION: Owner NATURE: Renting out a single-family townhome in Fredericksburg, VA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2022 ADDRESS: Charlottesville VA, United States DESCRIPTION: Ensure utilities get paid on time, be available for maintenance issues if any. Passive involvement with less than 1 hour per month spent on OBA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Alexander Buckman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2025 - Present

BUCKMAN & COMPANY

RIA
CRD#: 335313
CHARLOTTESVILLE, VA
Past

February 17, 2021 - November 20, 2023

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
CHARLOTTESVILLE, VA
Past

February 17, 2021 - November 20, 2023

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
CHARLOTTESVILLE, VA
Past

July 9, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

June 21, 2018 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

March 21, 2017 - May 26, 2017

INTE SECURITIES LLC

BD
CRD#: 47107
BOCA RATON, FL
Past

August 4, 2014 - May 21, 2015

MOORELAND PARTNERS LLC

BD
CRD#: 127422
NEW YORK, NY
Past

November 28, 2012 - March 10, 2014

SIGNAL HILL CAPITAL GROUP LLC

BD
CRD#: 122782
RESTON, VA
Past

July 28, 2009 - June 1, 2010

SCOTT & STRINGFELLOW, LLC

RIA
CRD#: 6255
RICHMOND, VA
Past

May 7, 2009 - June 1, 2010

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

April 10, 2009 - June 1, 2010

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(3/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/9/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/14/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/12/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 11/27/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 10/2/2009
Futures Managed Funds Examination

Current Firm

B&
BUCKMAN & COMPANY
BUCKMAN & COMPANY | BUCKMAN & COMPANY, LLC

CRD#: 335313 / SEC#:

Virginia
Registered Investment Advisory firm - (3/14/2025 Approved)
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Contact information

Main Address
Charlottesville, VA
Mailing Address
Phone number
(757) 869-6464
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

BUCKMAN & COMPANY

CRD#: 335313Charlottesville, VA

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