James L. Booth

LEGACY WEALTH PARTNERS

LAKEWOOD, CO 80228

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CRD#: 5634506

Professional summary

James Lee Booth, who also goes by James Booth, is a registered financial advisor currently at LEGACY WEALTH PARTNERS, LLC located in Lakewood, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Booth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

~1) United Airlines, Inc.; Not investment-related; Address: UAL, Denver, CO 80238; Nature: Airline company; Position: United Airlines Pilot; Start date: 10/15/2005; Approximately 80 hours/month devoted to this activity with 50 hours/month during securities trading hours. ~ ~2) Alterra Mountain Company; Not investment-related; Address: Steamboat, CO 80487; Nature of business: Hospitality/Resorts; Position: Seasonal Ski Instructor, Start date: Seasonal employee (November-April) since 11/2018; Approximately 20 hours/month devoted to this activity with 6 hours/month during securities trading hours.~ ~3) Legacy Wealth Partners, LLC; Investment-related; Lakewood, CO; Insurance Agency; Insurance Agent; Start 11/2022; Approximately 15 hours/month devoted to this activity with all hours/month during securities trading hours. Fixed Insurance including, but not limited to: Life Insurance, Disability Insurance, and Non-variable Annuities.~

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Booth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

LEGACY WEALTH PARTNERS, LLC

Office #1: 215 Union Blvd. Suite 215, Lakewood, CO 80228

RIA

CRD#: 333032

LAKEWOOD, CO

Past

September 3, 2021 - April 1, 2025

AVEO CAPITAL PARTNERS, LLC

RIA

CRD#: 157728

ENGLEWOOD, CO

Past

November 6, 2020 - September 2, 2021

ARBOR POINT ADVISORS

RIA

CRD#: 165127

FORT COLLINS, CO

Past

November 6, 2020 - September 2, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Bethlehem, PA

Past

January 21, 2016 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Bethlehem, PA

Past

October 8, 2013 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Bethlehem, PA

Past

March 26, 2013 - December 31, 2013

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

BETHLEHEM, PA

Past

March 26, 2013 - January 15, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BETHLEHEM, PA

Past

May 22, 2009 - May 2, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FT COLLINS, CO

Past

April 1, 2009 - May 2, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

FT COLLINS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2009

General Securities Representative Examination

Current Firm

LEGACY WEALTH PARTNERS, LLC

CRD#: 333032 / SEC#: 801-131757

RIA

Registered Investment Advisory firm - (1/3/2025 120-Day Approval)

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Contact information

Main Address

215 Union Blvd. Suite 215, Lakewood, CO 80228

Mailing Address

Phone number

(720) 552-8287

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY WEALTH PARTNERS, LLC FORM ADV BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts	2,001
AUM (Assets Under Management)	$ 563,852,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James L. Booth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Booth's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVEO CAPITAL PARTNERS, LLC

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2009

Current Firm

LEGACY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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