Ryan W. Schultz
Professional summary
Ryan Whitfield Schultz, who also goes by Ryan W Schultz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Deerfield Beach, Florida and CETERA INVESTMENT SERVICES LLC located in Deerfield Beach, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Whitfield Schultz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 South Federal Highway, Deerfield Beach, FL 33441October 23, 2014 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 225 South Federal Highway, Deerfield Beach, FL 33441May 12, 2011 - October 29, 2014
MML INVESTORS SERVICES, LLC
March 18, 2009 - October 29, 2014
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2017)
(9/29/2017)
(5/10/2019)
(10/23/2014)
(11/12/2014)
(8/28/2015)
(8/31/2015)
(1/3/2018)
(3/6/2017)
(11/4/2015)
(4/21/2016)
(8/9/2019)
(6/8/2015)
(10/17/2017)
(1/14/2016)
(6/6/2024)
(9/13/2019)
(2/22/2016)
(4/22/2022)
(9/9/2020)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Deerfield Beach, FL 33441TRUST BUT VERIFY
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