SH
Sean C. Healy
PARNASSUS INVESTMENTS
Marion, MA
Some features on this profile are disabled
CRD#: 5634134
SH
Professional summary
Sean C. Healy, who also goes by Sean Healy, is a registered financial advisor currently at PARNASSUS INVESTMENTS, LLC located in Marion, Massachusetts and PARNASSUS FUNDS DISTRIBUTOR, LLC located in Portland, Maine.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Sean has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Healy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Parnassus Investments; Investment-Related; San Francisco, CA; Investments; VP, Institutional Relations; Start 02/2024; 160 hours per month; Investment Sales Role 2) Town of Marion Finance Committee; Non-Investment Related; Marion, MA; Municipal Committee; Finance Committee Member; Start 10/2023; 4 hours per month; 0 during securities hours; advises town departments on budgets and capital spending
CRS (Client Relationship Summary) - RIA
Click below to view Sean C. Healy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2024 - Present
PARNASSUS INVESTMENTS, LLC
RIA
CRD#: 316904
Marion, MA
Current
April 11, 2024 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 15883
Portland, ME
Past
September 17, 2019 - January 23, 2024
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
March 30, 2009 - January 23, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
Boston, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PARNASSUS INVESTMENTS, LLC
PARNASSUS INVESTMENTS, LLC
CRD#: 316904 / SEC#: 801-122618
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2024)
RR
Alaska(4/11/2024)
RR
Arizona(4/11/2024)
RR
Arkansas(4/11/2024)
RR
California(4/11/2024)
IAR
California(6/26/2024)
RR
Colorado(4/11/2024)
RR
Connecticut(4/11/2024)
RR
Delaware(4/11/2024)
RR
District of Columbia(4/14/2025)
RR
Florida(4/11/2024)
RR
Georgia(4/11/2024)
RR
Hawaii(4/11/2024)
RR
Idaho(4/11/2024)
RR
Illinois(4/11/2024)
RR
Indiana(4/11/2024)
RR
Iowa(4/11/2024)
RR
Kansas(4/11/2024)
RR
Kentucky(4/11/2024)
RR
Louisiana(4/11/2024)
RR
Maine(4/11/2024)
RR
Maryland(4/11/2024)
RR
Massachusetts(4/11/2024)
RR
Michigan(4/11/2024)
RR
Minnesota(4/11/2024)
RR
Mississippi(4/11/2024)
RR
Missouri(4/11/2024)
RR
Montana(4/11/2024)
RR
Nebraska(4/11/2024)
RR
Nevada(4/11/2024)
RR
New Hampshire(4/11/2024)
RR
New Jersey(4/11/2024)
RR
New Mexico(4/11/2024)
RR
New York(4/11/2024)
RR
North Carolina(4/11/2024)
RR
North Dakota(4/11/2024)
RR
Ohio(4/12/2024)
RR
Oklahoma(4/11/2024)
RR
Oregon(4/11/2024)
RR
Pennsylvania(4/11/2024)
RR
Puerto Rico(4/14/2025)
RR
Rhode Island(4/11/2024)
RR
South Carolina(4/11/2024)
RR
South Dakota(4/11/2024)
RR
Tennessee(4/11/2024)
RR
Texas(4/11/2024)
RR
Utah(4/11/2024)
RR
Vermont(4/11/2024)
RR
Virginia(4/11/2024)
RR
Washington(4/11/2024)
RR
West Virginia(4/11/2024)
RR
Wisconsin(4/11/2024)
RR
Wyoming(4/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PARNASSUS INVESTMENTS, LLC
PARNASSUS INVESTMENTS, LLC
CRD#: 316904 / SEC#: 801-122618
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Market Street Suite 1600, San Francisco, CA 94105
Mailing Address
Phone number
(415) 778-0200
Established
Firm type
Fiscal year end
# of Employees
83
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 45,658,173,524 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
