Jody L. Beene Smith
Professional summary
Jody Lynn Beene Smith, CFP®, who also goes by Jody Lynn Beene, Jody Beene, Jody L Beene Smith, Jody B. Smith, Jody Lynn Beene Smith, was a registered financial advisor .
Jody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jody had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2022
Experience
June 29, 2026 - Present
Office #1: 1163 Seven Lakes Dr Suite F, West End, NC 27376
August 1, 2022 - February 2, 2026
PURSHE KAPLAN STERLING INVESTMENTS
July 28, 2022 - January 30, 2026
IA NETWORK, LLC
November 12, 2020 - July 28, 2022
CETERA INVESTMENT ADVISERS LLC
April 23, 2019 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
April 26, 2017 - July 28, 2022
FIRST ALLIED SECURITIES, INC.
December 3, 2012 - April 28, 2017
PNC WEALTH MANAGEMENT LLC
September 21, 2012 - April 28, 2017
PNC WEALTH MANAGEMENT LLC
June 26, 2009 - December 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 3, 2009 - December 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2026)
Exams
Current firm
No current employment
Red Flags
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