Jared Plutzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jared Plutzer, who also goes by Jared Andrew Plutzer, was a registered financial professional .
Jared is a previously registered financial professional and started their career in finance in 2020. Jared had worked at 3 firms and has passed the Series 57TO, SIE and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2021 - March 18, 2024
DV EQUITIES
December 3, 2021 - March 18, 2024
DV SECURITIES, LLC
October 9, 2020 - November 30, 2021
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 10/9/2020
Securities Trader ExamCurrent Firm
DV EQUITIES
CRD#: 312688 / SEC#: , 8-70659
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
