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SR

Sailesh S. Radha

Some features on this profile are disabled
CRD#: 5633679
SR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sailesh S. Radha was a registered financial professional .

Sailesh is a previously registered financial professional and started their career in finance in 2009. Sailesh had worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently owner (50% stake) of IMRA LLC, which would be a placeholder for investment intellectual property including models, research paper, blogs ,patents and copyrights. I would be devoting all time to this business outside of the trading hours of Borealis Global Advisory LLC, and for any business matters during working hours including interacting with registrations offices, USPTO Office and others, my partner in the firm would be handling them. I manage investment properties under various LLCs for my personal gains.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 19, 2021 - December 31, 2024

BOREALIS GLOBAL ADVISORY

RIA
CRD#: 281273
BLYTHEWOOD, SC
Past

January 4, 2016 - December 31, 2019

BOREALIS GLOBAL ADVISORY

RIA
CRD#: 281273
Blythewood, SC
Past

January 12, 2009 - December 7, 2011

CCM INVESTMENT ADVISERS, LLC

RIA
CRD#: 105743
COLUMBIA, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/6/2008
Uniform Investment Adviser Law Examination

Current Firm

BG
BOREALIS GLOBAL ADVISORY
BOREALIS GLOBAL ADVISORY | BOREALIS GLOBAL ADVISORY, LLC

CRD#: 281273 / SEC#:

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Contact information

Main Address
13 Richmond Ln, Blythewood, SC 29016
Mailing Address
Phone number
(803) 319-6628
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
South CarolinaERA - Withdrawn9/22/2015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOREALIS GLOBAL ADVISORY

CRD#: 281273

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