MS
Michael A. Spector
STRIVE ASSET MANAGEMENT
Phoenixville, PA
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CRD#: 5633626
MS
Professional summary
Michael Arn Spector, who also goes by Michael Arn Spector, Michael A Spector, is a registered financial advisor currently at STRIVE ASSET MANAGEMENT located in Phoenixville, Pennsylvania and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Arn Spector | Michael A Spector
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Strive Asset Management, LLC; Investment Related; Sales; Phoenixville, PA; 05/24/2022; Regional Director; internal sales consultant for Strive Asset Management; 160 Hrs Per Month
CRS (Client Relationship Summary) - RIA
Click below to view Michael Arn Spector's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2023 - Present
STRIVE ASSET MANAGEMENT
RIA
CRD#: 322039
Phoenixville, PA
Current
June 10, 2020 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 103848
Portland, ME
Past
September 1, 2021 - May 25, 2022
ALPHA ARCHITECT
RIA
CRD#: 153905
HAVERTOWN, PA
Past
February 27, 2012 - April 18, 2019
PACER FINANCIAL, INC.
BD
CRD#: 137040
Malvern, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRIVE ASSET MANAGEMENT
STRIVE ASSET MANAGEMENT | STRIVE ASSET MANAGEMENT, LLC
CRD#: 322039 / SEC#: 801-125907
RIA
Registered Investment Advisory firm - (6/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2022)
RR
Alaska(6/10/2022)
RR
Arizona(6/10/2022)
RR
Arkansas(6/10/2022)
RR
California(6/10/2022)
RR
Colorado(6/10/2022)
RR
Connecticut(6/10/2022)
RR
Delaware(6/10/2022)
RR
District of Columbia(6/10/2022)
RR
Florida(6/10/2022)
RR
Georgia(6/10/2022)
RR
Hawaii(6/10/2022)
RR
Idaho(6/10/2022)
RR
Illinois(6/10/2022)
RR
Indiana(6/10/2022)
RR
Iowa(6/10/2022)
RR
Kansas(6/10/2022)
RR
Kentucky(6/10/2022)
RR
Louisiana(6/10/2022)
RR
Maine(6/10/2022)
RR
Maryland(6/10/2022)
RR
Massachusetts(6/10/2022)
RR
Michigan(6/10/2022)
RR
Minnesota(6/10/2022)
RR
Mississippi(6/10/2022)
RR
Missouri(6/10/2022)
RR
Montana(6/10/2022)
RR
Nebraska(6/10/2022)
RR
Nevada(6/10/2022)
RR
New Hampshire(6/10/2022)
RR
New Jersey(6/10/2022)
RR
New Mexico(6/10/2022)
RR
New York(6/10/2022)
RR
North Carolina(6/10/2022)
RR
North Dakota(6/10/2022)
RR
Ohio(6/10/2022)
IAR
Ohio(11/9/2023)
RR
Oklahoma(6/10/2022)
RR
Oregon(6/10/2022)
RR
Pennsylvania(6/10/2020)
RR
Puerto Rico(6/10/2022)
RR
Rhode Island(6/10/2022)
RR
South Carolina(6/10/2022)
RR
South Dakota(6/10/2022)
RR
Tennessee(6/10/2022)
RR
Texas(6/10/2022)
RR
Utah(6/10/2022)
RR
Vermont(6/10/2022)
RR
Virgin Islands(6/10/2022)
RR
Virginia(6/10/2022)
RR
Washington(6/10/2022)
RR
West Virginia(6/10/2022)
RR
Wisconsin(6/10/2022)
RR
Wyoming(6/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/10/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/20/2012
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
SA
STRIVE ASSET MANAGEMENT
STRIVE ASSET MANAGEMENT | STRIVE ASSET MANAGEMENT, LLC
CRD#: 322039 / SEC#: 801-125907
RIA
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Contact information
Main Address
200 Crescent Court Ste 1400, Dallas, TX 75201
Mailing Address
Phone number
(872) 270-5406
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 2,352,768,115 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
