RC
Robert J. Cortes
ALLGEN FINANCIAL ADVISORS
Orlando, FL 32801
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CRD#: 5633547
RC
Professional summary
Robert J Cortes is a registered financial advisor currently at ALLGEN FINANCIAL ADVISORS, INC. located in Orlando, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF THE OTHER BUSINESS:Rental Property
INVESTMENT- RELATED:no
ADDRESS OF THE OTHER BUSINESS:1435 Malibu Circle NE 106, Palm Beach, FL 32906
YOUR POSITION OR TITLE:Owner
NATURE OF THE OTHER BUSINESS:Private
START DATE:10/1/2010
APPROXIMATE NUMBER OF HOURS/MONTH:0
APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0
BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:none, owner
COMPENSATION :yes
CRS (Client Relationship Summary) - RIA
Click below to view Robert J Cortes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2017 - Present
ALLGEN FINANCIAL ADVISORS, INC.
Office #1: 100 W. Lucerne Circle Suite 200, Orlando, FL 32801RIA
CRD#: 126877
Orlando, FL
Past
January 14, 2015 - June 6, 2017
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
ORLANDO, FL
Past
January 12, 2015 - June 6, 2017
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
ORLANDO, FL
Past
December 18, 2009 - December 15, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
TITUSVILLE, FL
Past
December 8, 2009 - December 15, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
TITUSVILLE, FL
Past
July 15, 2009 - December 8, 2009
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
WEST MELBOURNE, FL
Past
April 3, 2009 - December 8, 2009
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
WEST MELBOURNE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLGEN FINANCIAL ADVISORS, INC.
ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.
CRD#: 126877 / SEC#: 801-80077
RIA
Registered Investment Advisory firm - (7/15/2014 Approved)Alabama
Registered Investment Advisory firm - (9/18/2014 Terminated)Florida
Registered Investment Advisory firm - (8/28/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/29/2014 Terminated)New York
Registered Investment Advisory firm - (8/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (8/28/2014 Terminated)Texas
Registered Investment Advisory firm - (8/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ALLGEN FINANCIAL ADVISORS, INC.
ALLGEN FINANCIAL ADVISORS, INC. | GOOD RISK REWARD, INC. | ALLGEN, INC. | ALLGEN FINANCIAL SERVICES, INC.
CRD#: 126877 / SEC#: 801-80077
RIA
Registered Investment Advisory firm - (7/15/2014 Approved)Alabama
Registered Investment Advisory firm - (9/18/2014 Terminated)Florida
Registered Investment Advisory firm - (8/28/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/29/2014 Terminated)New York
Registered Investment Advisory firm - (8/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (8/28/2014 Terminated)Texas
Registered Investment Advisory firm - (8/28/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lucerne Circle Suite 200, Orlando, FL 32801
Mailing Address
Phone number
(407) 210-3888
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,319 |
| AUM (Assets Under Management) | $ 392,518,934 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
