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Nathan J. Fox

F3 CAPITAL
Portsmouth, NH 03801
Some features on this profile are disabled
CRD#: 5633530
NF

Professional summary

Nathan John Fox, who also goes by Nate John Fox, Nathan Fox, is a registered financial advisor currently at F3 CAPITAL located in Portsmouth, New Hampshire.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Nathan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nate John Fox | Nathan Fox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Nathan Fox DBA F3 Capital LLC; Investment-Related; 155 Fleet Street, Suite 5, Portsmouth, NH; Insurance; Insurance Agent; Start date: 06/2020; Approx 20 hours are spent each week on this business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan John Fox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 23, 2021 - Present

F3 CAPITAL

Office #1: 155 Fleet Street Suite 5, Portsmouth, NH 03801
RIA
CRD#: 316735
Portsmouth, NH
Past

February 25, 2015 - June 18, 2020

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
PORTSMOUTH, NH
Past

August 26, 2009 - March 5, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NASHUA, NH
Past

March 13, 2009 - April 15, 2009

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
WAKEFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(1/9/2023)
IAR
Massachusetts
(6/6/2022)
IAR
New Hampshire
(11/23/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/15/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/17/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/4/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FC
F3 CAPITAL
F3 CAPITAL | F3 CAPITAL LLC

CRD#: 316735 / SEC#:

Maine
Registered Investment Advisory firm - (1/9/2023 Approved)
Massachusetts
Registered Investment Advisory firm - (6/6/2022 Approved)
New Hampshire
Registered Investment Advisory firm - (11/23/2021 Approved)
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Contact information

Main Address
155 Fleet Street Suite 5, Portsmouth, NH 03801
Mailing Address
Phone number
(978) 808-1586
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts195
AUM (Assets Under Management)$ 26,658,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

F3 CAPITAL

CRD#: 316735Portsmouth, NH 03801

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