Adam S. Gold
Professional summary
Adam Simon Gold, who also goes by Adam Gold, Adam Simon Goldenberg, is a registered financial advisor currently at KATAM HILL LLC located in Sherman Oaks, California.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Adam has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Simon Gold's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2020 - Present
KATAM HILL LLC
Office #1: 15233 Ventura Boulevard Suite 535, Sherman Oaks, CA 91403January 2, 2019 - December 26, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 2018 - December 26, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2009 - March 1, 2012
GILDER GAGNON HOWE & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2020)
(8/13/2024)
(7/15/2021)
(1/21/2020)
Exams
Series 7TO
Date: 11/28/2018
General Securities Representative ExaminationCurrent Firm
KATAM HILL LLC
CRD#: 306521 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 29,161,448 |
Red Flags
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