Daniel A. Dozark
Professional summary
Daniel Alexander Dozark, who also goes by Daniel Dozark, is a registered financial professional currently at RAINE SECURITIES LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Alexander Dozark's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2020 - Present
RAINE SECURITIES LLC
Office #1: 65 East 55th Street 24th Floor, New York, NY 10022August 19, 2013 - June 25, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2020)
(6/16/2020)
Exams
Series 79TO
Date: 8/11/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RAINE SECURITIES LLC
CRD#: 137873 / SEC#: , 8-67121
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAINE ADVISORS LLC | OWNER | |
| CHIANESE, ALFRED JOSEPH III | CHIEF OPERATING OFFICER | 6339436 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GARDNER, BRANDON WADE | PRESIDENT | 5767814 |
| RAVITCH, JOSEPH | CO-CHIEF EXECUTIVE OFFICER | 2504532 |
| RISHER, ANGELA RENEE | CHIEF COMPLIANCE OFFICER | 6676957 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER | 7338445 |
| SINE, JEFFREY ALAN | CO-CHIEF EXECUTIVE OFFICER | 1557736 |
Red Flags
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