SH
Samuel J. Holm
VANTAGE POINT WEALTH MANAGEMENT
Cody, WY
Some features on this profile are disabled
CRD#: 5633220
SH
Professional summary
Samuel John Holm, who also goes by Samuel J Holm, Sam Holm, is a registered financial advisor currently at VANTAGE POINT WEALTH MANAGEMENT located in Cody, Wyoming and LPL FINANCIAL LLC located in Plymouth, Minnesota.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Samuel has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Samuel J Holm | Sam Holm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel John Holm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2025 - Present
VANTAGE POINT WEALTH MANAGEMENT
RIA
CRD#: 167886
Cody, WY
Current
November 5, 2025 - Present
LPL FINANCIAL LLC
Office #1: 505 N Highway 169 Suite 260, Plymouth, MN 55441RIA
BD
CRD#: 6413
Plymouth, MN
Past
April 16, 2025 - November 5, 2025
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Cody, WY
Past
September 19, 2019 - November 5, 2025
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Cody, WY
Past
February 4, 2009 - February 4, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
EDEN PRAIRIE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/5/2025)
RR
Colorado(11/5/2025)
RR
Idaho(12/6/2025)
RR
Iowa(12/22/2025)
RR
Kansas(1/2/2026)
RR
Minnesota(11/5/2025)
RR
Montana(11/5/2025)
RR
Nebraska(11/5/2025)
RR
North Dakota(11/5/2025)
RR
Vermont(11/5/2025)
RR
Washington(11/5/2025)
RR
Wyoming(11/5/2025)
IAR
Wyoming(11/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/19/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 North Highway 169 Suite 260, Plymouth, MN 55441
Mailing Address
Phone number
(763) 587-7120
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
