Matthew J. Finley

SAVVY

Lake Mary, FL

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CRD#: 5633187

Professional summary

Matthew Jon Finley, CFP®, who also goes by Matthew J Finley, is a registered financial advisor currently at SAVVY located in Lake Mary, Florida.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Matthew has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew J Finley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Owner of Finley Financial LLC; Business marketing name for financial services; Investment-related; Start date: 07/08/2013; Full time; Address: personal residence. 2.) Partner/Member at Perspective 6 Wealth Advisors LLC; Business marketing name for financial services; Investment-related; Start date: 01/01/2021; Full time; Address: 1000 Shelard Pkwy, Suite 250, Minneapolis, MN 55426.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jon Finley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

July 17, 2025 - Present

SAVVY

RIA

CRD#: 318493

Lake Mary, FL

Past

March 20, 2018 - June 16, 2025

FOCUS FINANCIAL

RIA

CRD#: 116140

Minneapolis, MN

Past

March 16, 2018 - June 11, 2025

OSAIC WEALTH, INC.

CRD#: 23131

MINNEAPOLIS, MN

Past

January 13, 2014 - March 22, 2018

INVESTORS FINANCIAL GROUP

RIA

CRD#: 154168

MINNEAPOLIS, MN

Past

July 8, 2013 - March 27, 2018

LPL FINANCIAL LLC

CRD#: 6413

MINNEAPOLIS, MN

Past

June 21, 2010 - July 18, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

February 3, 2009 - July 18, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/24/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2009

General Securities Representative Examination

Current Firm

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	3,776
AUM (Assets Under Management)	$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Finley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Jon Finley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS FINANCIAL

OSAIC WEALTH, INC.

INVESTORS FINANCIAL GROUP

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2009

Current Firm

SAVVY

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

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