Gregory T. Shepka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory T Shepka, who also goes by Greg T Shepka, Greg Shepka, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2009. Gregory had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2021 - March 2, 2021
BB&T SECURITIES, LLC
February 23, 2021 - June 4, 2021
BB&T SECURITIES, LLC
February 17, 2021 - June 4, 2021
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - June 4, 2021
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
September 29, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
September 29, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
March 6, 2014 - September 9, 2014
LPL FINANCIAL LLC
February 18, 2014 - September 9, 2014
LPL FINANCIAL LLC
September 18, 2013 - January 13, 2014
LPL FINANCIAL LLC
September 18, 2013 - January 13, 2014
LPL FINANCIAL LLC
June 4, 2012 - September 18, 2013
FIRSTMERIT ADVISORS, INC.
June 4, 2012 - September 18, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
September 20, 2011 - June 6, 2012
PNC WEALTH MANAGEMENT LLC
May 3, 2010 - June 6, 2012
PNC WEALTH MANAGEMENT LLC
June 16, 2009 - February 22, 2010
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/6/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/6/2024
Operations Professional ExaminationCurrent Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
