Christopher P. Moreno
Professional summary
Christopher Paul Moreno, who also goes by Christopher Paul Moreno, is a registered financial professional currently at LOCORR DISTRIBUTORS, LLC located in Excelsior, Minnesota.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Paul Moreno's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2024 - Present
LOCORR DISTRIBUTORS, LLC
Office #1: 687 Excelsior Blvd, Excelsior, MN 55331September 15, 2022 - January 10, 2024
ALLIANCEBERNSTEIN L.P.
August 15, 2022 - January 10, 2024
SANFORD C. BERNSTEIN & CO., LLC
February 17, 2010 - July 29, 2022
TRANSAMERICA CAPITAL, LLC
April 6, 2009 - February 18, 2010
RBC CAPITAL MARKETS, LLC
March 12, 2009 - February 18, 2010
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2024)
(1/9/2024)
Exams
FINRA
Current Firm
LOCORR DISTRIBUTORS, LLC
CRD#: 41782 / SEC#: , 8-49568
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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