Jacob D. Wunderlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob D Wunderlin, who also goes by Jake Daniel Wunderlin, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2010. Jacob had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2013 - August 31, 2015
LIQUID CAPITAL MARKETS, LLC
August 31, 2010 - May 26, 2011
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
LIQUID CAPITAL MARKETS, LLC
CRD#: 148368 / SEC#: , 8-68012
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
