KN
Katherine C. Neill
D.H. HILL ADVISORS
Roanoke, TX
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CRD#: 5632423
KN
Katherine Chin NeillD.H. HILL ADVISORS
Professional summary
Katherine Chin Neill, who also goes by Katherine C Gordon, Katherine C Neill, Katherine Chin Neill, is a registered financial advisor currently at D.H. HILL ADVISORS, INC. located in Roanoke, Texas.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Katherine has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Always Fiduciary
Aliases
Katherine C Gordon | Katherine C Neill | Katherine Chin Neill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ONLY CHIN LLC; NOT INV REL; ROANOKE, TX; BUSINESS SOLUTIONS COMPANY; FOUNDER/CONSULTANT; START 01/2023; APPRX 40 HRS/MO; 1-3 DURING SEC TRADING; PROVIDECONSULTING, MARKETING AND BUSINESS CONTULTING. 2) SOLE PROPRIETOR; INV REL; ROANOKE, TX; INSURANCE SALES AND SERVICE; INSURNACE AGENT; START 04/2024; INS SALES, SERVICES AND CONSULTING. 3) WEALTH8 LLC; NOT INV REL; ROANOKE, TX; OWNER/PASS THROUGH ENTITY; PROVIDING FINANCIAL EDUCATIONN, LEADS FOR PROSPECTS, START 10/2024.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Chin Neill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2026 - Present
D.H. HILL ADVISORS, INC.
RIA
CRD#: 116324
Roanoke, TX
Past
January 21, 2025 - November 6, 2025
ARAGON ADVISORS
RIA
CRD#: 317462
ROANOKE, TX
Past
July 13, 2018 - August 14, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
July 20, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
February 19, 2009 - August 14, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - (5/2/2019 Approved)Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)California
Registered Investment Advisory firm - (6/19/2019 Terminated)Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)New York
Registered Investment Advisory firm - (5/20/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(7/28/2026)
IAR
Texas(7/27/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - (5/2/2019 Approved)Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)California
Registered Investment Advisory firm - (6/19/2019 Terminated)Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)New York
Registered Investment Advisory firm - (5/20/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)Loading...
Contact information
Main Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 953 |
| AUM (Assets Under Management) | $ 196,852,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
