Matthew Ruffin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ruffin, who also goes by Matt Ruffin, Matthew A Ruffin Mr., Matthew A Ruffin, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2012. Matthew had worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2022 - May 10, 2022
CRAFT CAPITAL MANAGEMENT LLC
September 29, 2021 - March 18, 2022
JOSEPH GUNNAR & CO. LLC
June 11, 2021 - October 1, 2021
JOSEPH STONE CAPITAL L.L.C.
April 25, 2016 - August 3, 2016
SPARTAN CAPITAL SECURITIES, LLC
April 6, 2016 - April 19, 2016
SPARTAN CAPITAL SECURITIES, LLC
October 23, 2014 - February 6, 2015
BLACKBOOK CAPITAL, LLC
June 27, 2013 - June 24, 2014
LEGEND SECURITIES, INC.
March 18, 2013 - April 1, 2013
WINDSOR STREET CAPITAL, LP
September 13, 2012 - January 15, 2013
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/11/2021
General Securities Representative ExaminationCurrent Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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