Michael E. Miller

CAPITAL CREEK PARTNERS

Austin, TX 78703

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CRD#: 5632100

Professional summary

Michael Edwin Miller is a registered financial advisor currently at CAPITAL CREEK PARTNERS located in Austin, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of November 2017 Mr. Miller serves as an uncompensated advisory board member for Treaty Oak Equity LLC. The company is an investment adviser firm located at 1012 Rio Grand St. Austin, TX, 78701. He provides advice and helps make connections to potential purchase companies and/or investors. Mr. Miller's role with Treaty Oak requires quarterly attendance at 1-2 hour advisory calls which typically take place after trading hours, but occasionally take place during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edwin Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2021 - Present

CAPITAL CREEK PARTNERS

Office #1: 1608 W. 5th St. Suite 200, Austin, TX 78703

RIA

CRD#: 301211

Austin, TX

Past

June 17, 2009 - September 4, 2015

SENDERO WEALTH MANAGEMENT, LLC

RIA

CRD#: 145594

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL CREEK PARTNERS

CAPITAL CREEK PARTNERS | CAPITAL CREEK PARTNERS, LLC

CRD#: 301211 / SEC#: 801-115166

RIA

Registered Investment Advisory firm - (4/29/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2009

Uniform Investment Adviser Law Examination

Current Firm

CAPITAL CREEK PARTNERS

CAPITAL CREEK PARTNERS | CAPITAL CREEK PARTNERS, LLC

CRD#: 301211 / SEC#: 801-115166

RIA

Registered Investment Advisory firm - (4/29/2019 Approved)

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Contact information

Main Address

1608 W. 5th St. Suite 200, Austin, TX 78703

Mailing Address

Phone number

(512) 316-3397

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL CREEK PARTNERS, LLC ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	518
AUM (Assets Under Management)	$ 1,242,852,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael E. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edwin Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CREEK PARTNERS

SENDERO WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

CAPITAL CREEK PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2009

Current Firm

CAPITAL CREEK PARTNERS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL CREEK PARTNERS

TRUST BUT VERIFY

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