Dominic Rodrigues
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominic Rodrigues was a registered financial professional .
Dominic is a previously registered financial professional and started their career in finance in 2009. Dominic had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2012 - March 6, 2014
BERKSHIRE BRIDGE PARTNERS LLC
May 28, 2012 - January 21, 2014
WHITEROCK FINANCIAL, LLC
January 26, 2009 - December 31, 2009
GLOBAL ALTERNATIVE INVESTMENT ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERKSHIRE BRIDGE PARTNERS LLC
CRD#: 165567 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.