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Alejandro Ariel Torres

CRD# 5631211·Registered 2009 - 2014
Barred: Alejandro Ariel Torres was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Alejandro Ariel Torres, who also goes by Alejandro Torres, was a registered financial advisor. Alejandro was a previously registered financial advisor and started their career in finance 2009 - 2014. Alejandro had worked at 5 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alejandro Torres

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

LEVELX CAPITAL LLC·CRD# 117028
BD
Brooklyn, NY
January 24, 2014 - July 30, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Hollywood, FL
January 10, 2013 - January 21, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Hollywood, FL
January 8, 2013 - January 21, 2014
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
RIA
Aventura, FL
March 3, 2010 - January 9, 2013
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
BD
Aventura, FL
February 16, 2010 - January 9, 2013
STATETRUST INVESTMENTS INC.·CRD# 104651
BD
Boca Raton, FL
November 9, 2009 - February 17, 2010
EDWARD JONES·CRD# 250
RIA
Davie, FL
July 8, 2009 - November 5, 2009
EDWARD JONES·CRD# 250
BD
Davie, FL
March 19, 2009 - November 5, 2009

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Current Firm

LC
LEVELX CAPITAL LLC

GENTEM CAPITAL LLC | LEVELX CAPITAL LLC | GLOBAL STRATEGIC INVESTMENTS, LLC

CRD#: 117028 / SEC#: 8-53580
BD
Terminated by SEC on 06/21/2023

Contact Information

Established

Florida since 05/17/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SSA TECHNOLOGIES LLCLIMITED LIABILITY COMPANY—
APEX CLEARING CORPORATIONOWNER13071
CROCKETT, RICHARD HUNTCHIEF COMPLIANCE OFFICER1209667
INFANTE, CHRISTOPHER DANIELCHIEF EXECUTIVE OFFICER, SROP & CROP5186765
VELASCO STAUDY, PUBLIO FEDERICOFINOP5377174

Disclosures

Regulatory Event

6

Criminal

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2009About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Mar 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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