David A. Palmer
Professional summary
David Allen Palmer was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David Allen Palmer, who also goes by David Palmer, was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 2009. David had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2014 - February 17, 2015
USAA FINANCIAL PLANNING SERVICES
January 10, 2014 - February 17, 2015
USAA FINANCIAL ADVISORS, INC.
January 4, 2013 - August 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 4, 2013 - August 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - January 4, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 4, 2013
J.P. MORGAN SECURITIES LLC
May 23, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 6, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 30, 2010 - December 10, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 18, 2010 - December 10, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 21, 2010 - May 4, 2010
WADDELL & REED
January 15, 2010 - May 4, 2010
WADDELL & REED
April 23, 2009 - May 6, 2009
EDWARD JONES
March 4, 2009 - May 6, 2009
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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