Michelle D. Richter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Debra Richter, who also goes by Michelle Debra Goldberg, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2009. Michelle had worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2021 - July 17, 2024
ANNUITY RESEARCH & CONSULTING
May 4, 2015 - October 4, 2016
ASHTON STEWART & CO., INC.
March 7, 2014 - April 30, 2015
INNOVATION PARTNERS LLC
July 25, 2011 - April 17, 2012
EAGLE STRATEGIES LLC
July 25, 2011 - April 17, 2012
NYLIFE DISTRIBUTORS LLC
May 13, 2010 - July 22, 2011
EAGLE STRATEGIES LLC
February 13, 2009 - July 22, 2011
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ANNUITY RESEARCH & CONSULTING
CRD#: 315204 / SEC#:
Contact information
Red Flags
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