Brian J. Perkins

CDP FINANCIAL GROUP

Littleton, CO 80120

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CRD#: 5630932

Professional summary

Brian Joseph Perkins is a registered financial advisor currently at CDP FINANCIAL GROUP, LLC located in Littleton, Colorado and EMERSON EQUITY LLC located in Littleton, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Brian has worked at 4 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CDP FINANCIAL GROUP, LLC / A REGISTERED INVESTMENT ADVISER/INVESTMENT RELATED /11-2016/ OWNER-SELF EMPLOYED / PROVIDES INVESTMENT ADVISORY SERVICES / FIXED INSURANCE-FIXED ANNUITIES/40 HRS WEEK FOR RIA/10-15 HOURS PER WEEK DURING SECURITIES TRADING HOURS FOR FIXED INSURANCE/ 26 WEST DRY CREEK CIRCLE, SUITE 460, LITTLETON, CO 80120.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Perkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2016 - Present

CDP FINANCIAL GROUP, LLC

Office #1: 26 W. Dry Creek Circle Suite 460, Littleton, CO 80120

RIA

CRD#: 155725

Littleton, CO

Current

September 23, 2020 - Present

EMERSON EQUITY LLC

Office #1: 26 West Dry Creek Suite 400, Littleton, CO 80120

RIA

CRD#: 130032

Littleton, CO

Past

November 2, 2016 - October 8, 2020

COLORADO FINANCIAL SERVICE CORPORATION

RIA

CRD#: 104343

CENTENNIAL, CO

Past

October 13, 2016 - October 8, 2020

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

CENTENNIAL, CO

Past

May 4, 2009 - December 31, 2010

MCL FINANCIAL GROUP, INC.

RIA

CRD#: 41180

LITTLETON, CO

Past

January 29, 2009 - December 31, 2010

MCL FINANCIAL GROUP, INC.

CRD#: 41180

LITTLETON, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/23/2020)

California
(3/15/2021)

IAR

Colorado
(11/3/2016)

Colorado
(9/23/2020)

Connecticut
(7/22/2024)

Massachusetts
(9/29/2025)

New Mexico
(3/15/2022)

Oklahoma
(9/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/2/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CDP FINANCIAL GROUP, LLC

CRD#: 155725 / SEC#:

Colorado

Registered Investment Advisory firm - (6/28/2011 Approved)

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Contact information

Main Address

26 W. Dry Creek Circle Suite 460, Littleton, CO 80120

Mailing Address

Phone number

(303) 794-0706

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 89,993,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian J. Perkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Perkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

COLORADO FINANCIAL SERVICE CORPORATION

COLORADO FINANCIAL SERVICE CORPORATION

MCL FINANCIAL GROUP, INC.

MCL FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2016

Series 65

Date: 5/2/2009

SIE

Date: 10/1/2018

Series 7

Date: 10/13/2016

FINRA

Current Firm

CDP FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CDP FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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