Michael John Manning
Professional Summary
Michael John Manning, who also goes by Michael Manning, is a registered financial advisor currently at PEAK BROKERAGE SERVICES, LLC located in Palm Beach Gardens, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 3 firms and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Manning
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
PBSFL INSURANCE SERVICES, LLC | PEAK BROKERAGE SERVICES, LLC
Contact Information
Main Address
1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999Mailing Address
1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999Phone Number
(561) 641-5050Established
Georgia since 02/16/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK REPS, LLC | OWNER | — |
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PELUSO, JOHN GABRIEL JR. | EXECUTIVE VICE PRESIDENT | 1902776 |
| REYNOLDS, MATTHEW MARK | PRESIDENT /CFO / FINOP | 4077413 |
| RUDNICK, REGINA MARY | CO-PRESIDENT / HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/14/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2009About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael John Manning's CRS (Customer Relationship Summary).
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