Michael J. Manning
Professional summary
Michael John Manning, who also goes by Michael Manning, is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in Palm Beach Gardens, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Manning's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2023 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 3801 Palm Beach Gardens Blvd Suite 600, Palm Beach Gardens, FL 33410April 10, 2018 - July 26, 2023
ONEAMERICA SECURITIES, INC.
July 13, 2009 - April 12, 2018
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2023)
Exams
FINRA
Current Firm
PEAK BROKERAGE SERVICES, LLC
CRD#: 157045 / SEC#: , 8-68829
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK REPS, LLC | OWNER | |
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PHILLIPS, DAVID LEVERT | CHIEF INFORMATION SECURITY OFFICER | 2054858 |
| REYNOLDS, MATTHEW MARK | PRESIDENT/FINOP | 4077413 |
| RUDNICK, REGINA MARY | PRESIDENT/HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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