PR
Paul E. Rosen
VALMARK ADVISERS
Fort Lauderdale, FL 33309
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CRD#: 5630741
PR
Professional summary
Paul Eric Rosen is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Fort Lauderdale, Florida and VALMARK SECURITIES, INC. located in Fort Lauderdale, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Paul has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Paul Eric Rosen, 1900 NW Corporate Blvd., Suite 215W, Boca Raton, FL 33431; fixed insurance sales outside of Executive Insurance Agency, Inc.; self-employed; started 02/2012; sales of life, disability, long term care, health insurance, and corporate benefits using insurers that are not Valmark core carriers; compensation direct from carrier./// 2. Rosen Corporation; 3410 Galt Ocean Drive, # 1802N, Fort Lauderdale, FL 33308; Service Corporation offering general business consulting services; Managing Member; Investment Related - NO; Start Date 05/01/2022; 100% Owner; Approximately 1-5 hrs. per month; No company is not a client; Compensated by Salary and Profit Sharing./// 3. Fascination Productions, Inc.; 3410 Galt Ocean Drive, Ste. 1802N, Fort Lauderdale, FL, 33308; Director, Secretary/Treasurer; NOT Investment Related; Start Date 1/1/2016; Approximately 1-5 hrs. per month; Yes client - Retirement plan advisory; No compensation./// 4. Florida Association of Government Guaranteed Lenders, Inc.; 7700 Davie Road Extension, Hollywood, FL 33024; Non-Profit Trade Organization; Member of Board of Directors; Serve on a committee, attend board meetings; NOT Investment Related; Start Date 9/22/2021; Approximately 6-10 hrs per month; no compensation./// 5. Platinum Peak Benefits, LLC; 1900 NW Corporate Boulevard, Suite 215 West, Boca Raton, FL 33431; corporate benefits consulting; Managing Member; Responsible for Designing and Implementing Corporate Benefit plans; Start date 1/1/2020; not investment related; 21-40 hours per month./// 6. Platinum Peak Advisors, LLC; 1900 NW Corporate Boulevard, Suite 215 West, Boca Raton, FL 33431; financial planning; Managing Member / 95% owner; Responsible for administration & marketing; Start date 5/1/2022; investment related; 40+ hours per month.///
CRS (Client Relationship Summary) - RIA
Click below to view Paul Eric Rosen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2014 - Present
VALMARK ADVISERS, INC.
Office #1: 2953 West Cypress Creek Road Suite 200, Fort Lauderdale, FL 33309RIA
CRD#: 108050
Fort Lauderdale, FL
Current
October 17, 2014 - Present
VALMARK SECURITIES, INC.
Office #1: 2953 West Cypress Creek Road Suite 200, Fort Lauderdale, FL 33309BD
CRD#: 31243
Fort Lauderdale, FL
Past
June 24, 2011 - October 23, 2014
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
JACKSONVILLE, FL
Past
May 5, 2009 - October 23, 2014
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(10/23/2023)
RR
California(10/17/2014)
IAR
California(4/15/2019)
IAR
Colorado(6/6/2023)
RR
Colorado(3/11/2024)
RR
Connecticut(5/14/2015)
IAR
Connecticut(5/14/2015)
RR
Florida(10/17/2014)
IAR
Florida(10/28/2014)
IAR
Georgia(10/21/2014)
RR
Georgia(9/10/2015)
IAR
Louisiana(3/25/2024)
RR
Louisiana(9/26/2024)
IAR
Maryland(2/12/2019)
RR
Maryland(3/7/2024)
RR
Massachusetts(10/17/2014)
IAR
Massachusetts(3/23/2020)
RR
Minnesota(10/17/2014)
IAR
New Hampshire(9/27/2018)
RR
New Jersey(10/17/2014)
IAR
New Jersey(10/22/2014)
RR
New York(10/17/2014)
IAR
New York(4/6/2021)
IAR
North Carolina(1/16/2015)
RR
North Carolina(3/27/2015)
RR
Oklahoma(8/20/2018)
IAR
Oklahoma(12/12/2023)
RR
Oregon(4/1/2015)
IAR
Pennsylvania(7/19/2023)
IAR
South Carolina(10/29/2014)
RR
South Carolina(11/12/2014)
RR
Tennessee(1/2/2024)
RR
Texas(10/17/2014)
IAR
Texas(10/21/2014)
RR
Vermont(1/10/2024)
RR
Virginia(5/17/2017)
IAR
Virginia(3/18/2021)
IAR
Washington(7/17/2024)
IAR
Wisconsin(5/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Fort Lauderdale, FL 33309TRUST BUT VERIFY
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