Michael S. Spangler

KOHMANN BOSSHARD FINANCIAL SERVICES.

Akron, OH 44333

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CRD#: 5630702

Professional summary

Michael Sean Spangler, who also goes by Mike Spangler, is a registered financial advisor currently at KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. located in Akron, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Spangler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Sean Spangler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2025 - Present

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

Office #1: 3421 Ridgewood Road Suite 125, Akron, OH 44333

RIA

CRD#: 138851

Akron, OH

Past

February 4, 2022 - June 6, 2025

SEQUOIA FINANCIAL GROUP, L.L.C.

RIA

CRD#: 117756

AKRON, OH

Past

December 13, 2013 - November 26, 2021

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

AKRON, OH

Past

June 27, 2013 - November 26, 2021

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

AKRON, OH

Past

April 20, 2010 - July 3, 2013

SCOTTRADE, INC.

CRD#: 8206

AKRON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

BOSSHARD INVESTMENT MANAGEMENT CO., LLC | KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. | BOSSHARD INVESTMENT MANAGEMENT COMPANY

CRD#: 138851 / SEC#: 801-79520

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Ohio

Registered Investment Advisory firm - (4/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/24/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2010

General Securities Representative Examination

Current Firm

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

BOSSHARD INVESTMENT MANAGEMENT CO., LLC | KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. | BOSSHARD INVESTMENT MANAGEMENT COMPANY

CRD#: 138851 / SEC#: 801-79520

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Ohio

Registered Investment Advisory firm - (4/10/2014 Terminated)

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Contact information

Main Address

3421 Ridgewood Road Suite 125, Akron, OH 44333

Mailing Address

Phone number

(330) 666-6886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,396
AUM (Assets Under Management)	$ 910,747,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Spangler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Sean Spangler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUOIA FINANCIAL GROUP, L.L.C.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

SCOTTRADE, INC.

Primary Firm SEC Registration

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2013

Series 63

Date: 5/24/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/19/2010

Current Firm

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.

TRUST BUT VERIFY

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