MF
Michael B. Fritz
ROBERT W. BAIRD & CO.
Ft Wright, KY 41011
Some features on this profile are disabled
CRD#: 5630690
MF
Professional summary
Michael Burke Fritz, CFP®, who also goes by Mickey Fritz, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Ft Wright, Kentucky.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 1 firm and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mickey Fritz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME AND ADDRESS: MICHAEL B FRITZ FAMILY LLC 563 TREVINO RIDGE CRESTVIEW HILLS, KY 41017 NATURE OF ENTITY: HOLDING COMPANY FOR ASSETS FOR MY CHILDREN. I AM GIFTING THEM DIFFERENT INVESTMENTS TO HOLD IN THEIR NAME. MY 3 CHILDREN ALL HAVE 33% EACH; I AM THE MANAGING MEMBER AND HAVE A 1% INTEREST. Investment related RESPONSIBILITIES IN THIS ROLE: OWNER, Start: 1/1/2015 HOURS DEVOTED: 1 HOUR PER MONTH. Dorothy Wood Foundation, Charitable Foundation, 710 Orphanage Rd Ft Mitchell , KY 41017. Board member- Help ensure Investment Policy statement is followed along with review of Foundation performance. Investment related Start date June 2018. 4 hours/year, done during lunch hours. Duties- Help ensure Investment Policy statement is followed along with review of Foundation performance. Name/Address: Rental Property (2) in Long Cove 2 Woodstock Ct Hilton Head SC 29928 Start date: 12/19/19 Hours spent: 1 hour/month Hours spent during trading Hours: Zero Role/Responsibility: Owner/Proprietor, Landlord Non Investment related Name/Address: Hilton Head Rental Home, Hilton Head, South Carolina 29915. Start date: 10/15/21 Hours spent: Less than 1 Hours spent during trading Hours: 0 Role/Responsibility: Owner/Proprietor, Landlord Not Investment related Name and Address: FZ Investments LLC 1671 Park Road, Park Hills KY 41011 Start Date: 2/22/21 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC Owner/Member; Used as holding company for personal investment. Non Investment Related Name/Address: Brain Injury Alliance of Northern Kentucky 22 Spiral Dr Florence KY 41042 Start Date: 5/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member on Investment Committee. Investment Related Name/Address: Covington Investment Partners LLC 722 Scott St Covington KY 41011 Start Date: 11/15/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Summit Real Estate LLC / 1671 Park Road Suite 11, Ft Wright, KY 41011 Start Date: 7/15/2023 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner Non Investment Related Name/Address: The Anderson Commons, LLC / 2523 Dixie Highway Suite B, Fort Mitchell, KY 41017 Start Date: 7/15/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive LLC member Non Investment Related Name/Address: Luxe Coach, LLC / 2641 Crescent Springs Pike, Suite B, Crescent Springs, KY 41017 Start Date: 12/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related Name/Address: Bonita National Condo / 17981 Bonita National Blvd, 774, Bonita Springs, FL 34135 Start Date: 1/10/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Horizon Community Funds of Northern Kentucky / 50 E. Rivercenter Blvd, Suite 431, Covington, KY 41011 Start Date: 2/1/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investment Committee Member to build non-profits. Investment Related Name/Address: Cincinnati Gas Lite/ 4013 Dixie Highway, Elsmere, KY, 41018 Start Date: 7/11/2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Member/Owner Non Investment Related Name/Address: Foxfire LLC 2701 Short Vine Cincinnati OH 45219 Start Date: 3/12/13 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investor Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Michael Burke Fritz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Burke Fritz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 20, 2009 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 809 Wrights Summit Parkway, Suite 310, Ft Wright, KY 41011RIA
BD
CRD#: 8158
Ft Wright, KY
Current
March 4, 2009 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 809 Wrights Summit Parkway, Suite 310, Ft Wright, KY 41011RIA
BD
CRD#: 8158
Ft Wright, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/30/2025)
RR
Alaska(1/18/2024)
RR
Arizona(5/23/2018)
RR
Arkansas(8/6/2025)
RR
California(1/9/2014)
RR
Colorado(5/14/2019)
RR
Connecticut(4/19/2024)
RR
Florida(1/9/2014)
IAR
Florida(6/6/2018)
RR
Georgia(1/8/2014)
RR
Hawaii(8/13/2012)
RR
Illinois(1/7/2014)
IAR
Indiana(3/20/2009)
RR
Indiana(1/7/2014)
RR
Iowa(10/1/2025)
RR
Kansas(12/5/2014)
RR
Kentucky(1/2/2013)
IAR
Kentucky(9/21/2015)
RR
Maine(1/18/2024)
RR
Maryland(5/28/2019)
RR
Michigan(1/8/2014)
RR
Minnesota(9/27/2022)
RR
Missouri(1/28/2025)
RR
Montana(5/3/2019)
RR
New Hampshire(1/8/2014)
RR
New Jersey(4/30/2019)
RR
New York(1/9/2014)
RR
North Carolina(7/25/2013)
RR
Ohio(1/7/2014)
IAR
Ohio(9/18/2015)
RR
Oregon(5/12/2020)
RR
Pennsylvania(1/18/2024)
RR
South Carolina(2/3/2020)
RR
South Dakota(3/14/2023)
RR
Tennessee(5/13/2013)
IAR
Texas(1/18/2017)
RR
Texas(10/7/2020)
RR
Virginia(1/9/2014)
RR
Washington(1/9/2014)
RR
Wisconsin(9/19/2023)
RR
Wyoming(9/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Ft Wright, KY 41011TRUST BUT VERIFY
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