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KM

Kenneth V. Mandel

FR TRADING LLC
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 5630390
KM

Professional summary

Kenneth Victor Mandel is a registered financial professional currently at FR TRADING LLC located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2009. Kenneth has worked at 2 firms and has passed the Series 57TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Victor Mandel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2023 - Present

FR TRADING LLC

Office #1: 225 Liberty Street 30th Floor, New York, NY 10281
BD
CRD#: 318566
NEW YORK, NY
Past

January 5, 2009 - February 4, 2009

JANE STREET SPECIALISTS, LLC

BD
CRD#: 118232
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 10/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 5/9/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/1/2024
General Securities Principal Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm

FT
FR TRADING LLC
FR TRADING LLC

CRD#: 318566 / SEC#: , 8-70870

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
225 Liberty Street 30th Floor, New York, NY 10281
Mailing Address
225 Liberty Street 30th Floor, New York, NY 10281
Phone number
(212) 393-1420
Established
Delaware since 07/29/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FIVE RINGS LLCMEMBER
LEIBOWITZ, IRA BENJAMINFINOP4267169
MCCARTHY, JASON ERICMANAGING PRINCIPAL
MORONSKI, FRANCIS JOSEPHCHIEF COMPLIANCE OFFICER4343958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FR TRADING LLC

CRD#: 318566New York, NY 10281

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