Michael Mullane
Professional summary
Michael Mullane JR., who also goes by Michael Mullane, is a registered financial advisor currently at STAGE WEALTH MANAGEMENT, INC. located in Scarsdale, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Mullane JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2022 - Present
STAGE WEALTH MANAGEMENT, INC.
March 19, 2010 - June 29, 2022
NATIONAL SECURITIES CORPORATION
January 15, 2009 - June 29, 2022
B. RILEY WEALTH ADVISORS, INC.
Primary Firm SEC Registration
STAGE WEALTH MANAGEMENT, INC.
CRD#: 320774 / SEC#: 801-125030
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2022)
(7/11/2022)
Exams
Current Firm
STAGE WEALTH MANAGEMENT, INC.
CRD#: 320774 / SEC#: 801-125030
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 180 |
| AUM (Assets Under Management) | $ 82,253,075 |
Red Flags
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