Roger G. Stukkie
Professional summary
Roger Glen Stukkie, CFP®, who also goes by Miroger Glen Stukkie, is a registered financial advisor currently at PAX FINANCIAL GROUP located in San Antonio, Texas.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Roger has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Glen Stukkie's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
October 21, 2020 - Present
PAX FINANCIAL GROUP
Office #1: 270 North Loop 1604 East Suite 200, San Antonio, TX 78232July 28, 2020 - October 5, 2020
THE CHAMPION GROUP, INC.
October 22, 2014 - January 3, 2020
WADDELL & REED
October 22, 2014 - January 3, 2020
WADDELL & REED
July 23, 2014 - October 3, 2014
CAPITAL CLIENT GROUP, INC.
July 22, 2013 - October 3, 2014
CAPITAL CLIENT GROUP, INC.
January 26, 2009 - June 26, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
PAX FINANCIAL GROUP
CRD#: 284164 / SEC#: 801-107918
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/21/2020)
Exams
Current Firm
PAX FINANCIAL GROUP
CRD#: 284164 / SEC#: 801-107918
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,249 |
| AUM (Assets Under Management) | $ 728,473,115 |
Red Flags
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