AR
Andre Roitman
VALLEY WEALTH MANAGERS
Aventura, FL 33180
Some features on this profile are disabled
CRD#: 5630177
AR
Professional summary
Andre Roitman is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Aventura, Florida and VALLEY FINANCIAL MANAGEMENT, INC. located in Aventura, Florida.
Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Andre has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Hatzalah South Florida EMS Is the business investment-related: No Address of business: 20201 NE 16 Place Miami Florida 33179 Nature: Volunteer EMS services Your position, title, or relationship: Director/Treasurer Description of your duties: Work as a volunteer EMS. The start of relationship: 5/2012 Approximate number of hours/month you devote: 160 hrs Approximate number of hours you devote during securities trading hours: 0 Is position compensated: No Is the outside entity or any of its authorized parties a client? Hatzalah became Valley's client recently as we opened an account with Jaime Dashevschi at IPB to manage the excess checking account balance. Please also provide any documents that give color on the organization and your proposed role. www.hsfems.org Name: Aventura Shul Corp Is the business investment-related: No Address of business: (office in Aventura - group of people who get together to Pray like a synagogue) 2980 NE 207 St Suite 603 Aventura FL Nature: Religious prayers Your position, title, or relationship: President / Founder Description of your duties: Business continuity The start date of your relationship: 6/1/2010 Start date of new position: NA Approximate number of hours/month you devote to the other business: 1 hr Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: No Is the outside entity or any of its authorized parties a client? Yes Please also provide any documents that give color on the organization and your proposed role. AventuraShul.com Name: Tikun Realty LLC Is the business investment-related: Real estate holding LLC Address of business: Real estate holding LLC Nature: Buying and selling real estate Your position, title, or relationship: GM Description of your duties: Overall management The start date of your relationship: 1/18/11 Approximate number of hours/month you devote to the other business: 1 HR Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: 0 only when buying or selling will make money Is the outside entity or any of its authorized parties a client? No Please also provide any documents that give color on the organization and your proposed role. NA Name: 3110 Aventura LLC Is the business investment-related: No Address of business: 208 55 NE 31 St Place Aventura Florida 33180 Nature: Holds one property for parents Your position, title, or relationship with the other business: GM Description of your duties relating to the other business: Passive management The start date of your relationship: 07/10/2018 Start date of new position: 07/10/2018 Approximate number of hours/month you devote to the other business: 0 Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: No Name: Treasury Assets LLC Is the business investment-related: No Address of business: 208 55 NE 31 St Place Aventura Florida 33180 Nature: Real estate holding Your position, title, or relationship: GM/President Description of your duties: GM The start date: 10/10/2016 Approximate number of hours/month you devote to the other business: >1 hr Approximate number of hours you devote to business during security trading hours: 0 Is position compensated: No Is the outside entity or any of its authorized parties a client? No
CRS (Client Relationship Summary) - RIA
Click below to view Andre Roitman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180RIA
CRD#: 108879
Aventura, FL
Current
June 15, 2010 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180RIA
BD
CRD#: 105387
Aventura, FL
Past
July 26, 2010 - July 26, 2023
VALLEY FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 105387
NEW YORK, NY
Past
March 19, 2009 - May 18, 2010
EFG CAPITAL INTERNATIONAL
BD
CRD#: 40118
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/26/2010)
RR
Colorado(4/7/2016)
RR
Connecticut(10/9/2018)
RR
Delaware(10/18/2019)
RR
District of Columbia(12/23/2019)
RR
Florida(6/15/2010)
IAR
Florida(8/11/2023)
RR
Georgia(10/9/2018)
RR
Illinois(10/19/2022)
RR
Maryland(1/3/2012)
RR
Massachusetts(3/17/2021)
RR
Minnesota(1/3/2012)
RR
Nevada(10/9/2018)
RR
New Jersey(7/26/2010)
RR
New York(7/26/2010)
RR
North Carolina(10/9/2018)
RR
Ohio(11/19/2021)
RR
South Carolina(10/9/2018)
RR
Virginia(10/9/2018)
RR
Washington(10/9/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 East Ridgewood Ave Suite 3, Paramus, NJ 07652
Mailing Address
Phone number
(888) 794-7940
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879Aventura, FL 33180TRUST BUT VERIFY
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