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AR

Andre Roitman

VALLEY WEALTH MANAGERS
AVENTURA, FL
·CRD# 5630177·17 years experience

Professional Summary

Andre Roitman is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Aventura, Florida and VALLEY FINANCIAL MANAGEMENT, INC. located in Aventura, Florida. Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Andre has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

VALLEY WEALTH MANAGERS, INC.·CRD# 108879
RIA
19495 Biscayne Blvd. Suite 500, Aventura, FL 33180
August 11, 2023 - Present
VALLEY FINANCIAL MANAGEMENT, INC.·CRD# 105387
RIA
BD
19495 Biscayne Blvd. Suite 500, Aventura, FL 33180
June 15, 2010 - Present
VALLEY FINANCIAL MANAGEMENT, INC.·CRD# 105387
RIA
New York, NY
July 26, 2010 - July 26, 2023
EFG CAPITAL INTERNATIONAL·CRD# 40118
BD
Miami, FL
March 19, 2009 - May 18, 2010

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Current Firm

VW
VALLEY WEALTH MANAGERS, INC.

HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - SEC (10/11/1985 Approved)

Contact Information

Main Address

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652

Phone Number

(888) 794-7940

# of Employees

54

SEC notice filing (25 States and Territories)

Registered to provide investment advisory services in 25 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VWM ADV PART 2A APPENDIX 1 WRAP BROCHURE 03-31-2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,063

AUM (Assets Under Management)

$2,685,875,358

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2024Cover PageReport
09/07/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Hatzalah South Florida EMS Is the business investment-related: No Address of business: 20201 NE 16 Place Miami Florida 33179 Nature: Volunteer EMS services Your position, title, or relationship: Director/Treasurer Description of your duties: Work as a volunteer EMS. The start of relationship: 5/2012 Approximate number of hours/month you devote: 160 hrs Approximate number of hours you devote during securities trading hours: 0 Is position compensated: No Is the outside entity or any of its authorized parties a client? Hatzalah became Valley's client recently as we opened an account with Jaime Dashevschi at IPB to manage the excess checking account balance. Please also provide any documents that give color on the organization and your proposed role. www.hsfems.org Name: Aventura Shul Corp Is the business investment-related: No Address of business: (office in Aventura - group of people who get together to Pray like a synagogue) 2980 NE 207 St Suite 603 Aventura FL Nature: Religious prayers Your position, title, or relationship: President / Founder Description of your duties: Business continuity The start date of your relationship: 6/1/2010 Start date of new position: NA Approximate number of hours/month you devote to the other business: 1 hr Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: No Is the outside entity or any of its authorized parties a client? Yes Please also provide any documents that give color on the organization and your proposed role. AventuraShul.com Name: Tikun Realty LLC Is the business investment-related: Real estate holding LLC Address of business: Real estate holding LLC Nature: Buying and selling real estate Your position, title, or relationship: GM Description of your duties: Overall management The start date of your relationship: 1/18/11 Approximate number of hours/month you devote to the other business: 1 HR Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: 0 only when buying or selling will make money Is the outside entity or any of its authorized parties a client? No Please also provide any documents that give color on the organization and your proposed role. NA Name: 3110 Aventura LLC Is the business investment-related: No Address of business: 208 55 NE 31 St Place Aventura Florida 33180 Nature: Holds one property for parents Your position, title, or relationship with the other business: GM Description of your duties relating to the other business: Passive management The start date of your relationship: 07/10/2018 Start date of new position: 07/10/2018 Approximate number of hours/month you devote to the other business: 0 Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: No Name: Treasury Assets LLC Is the business investment-related: No Address of business: 208 55 NE 31 St Place Aventura Florida 33180 Nature: Real estate holding Your position, title, or relationship: GM/President Description of your duties: GM The start date: 10/10/2016 Approximate number of hours/month you devote to the other business: >1 hr Approximate number of hours you devote to business during security trading hours: 0 Is position compensated: No Is the outside entity or any of its authorized parties a client? No

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH MANAGERS, INC.

HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - SEC (10/11/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/26/2010)
RR
Colorado
(4/7/2016)
RR
Connecticut
(10/9/2018)
RR
Delaware
(10/18/2019)
RR
District of Columbia
(12/23/2019)
RR
Florida
(6/15/2010)
IAR
Florida
(8/11/2023)
RR
Georgia
(10/9/2018)
RR
Illinois
(10/19/2022)
RR
Maryland
(1/3/2012)
RR
Massachusetts
(3/17/2021)
RR
Minnesota
(1/3/2012)
RR
Nevada
(10/9/2018)
RR
New Jersey
(7/26/2010)
RR
New York
(7/26/2010)
RR
North Carolina
(10/9/2018)
RR
Ohio
(11/19/2021)
RR
South Carolina
(10/9/2018)
RR
Virginia
(10/9/2018)
RR
Washington
(10/9/2018)
RR
Wyoming
(2/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Andre Roitman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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