SG
Stash J. Graham
GRAHAM CAPITAL WEALTH MANAGEMENT
Washington, DC 20006
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CRD#: 5630101
SG
Professional summary
Stash John Graham is a registered financial advisor currently at GRAHAM CAPITAL WEALTH MANAGEMENT, LLC located in Washington, District Of Columbia.
Stash is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Stash has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Agent. It is investment related. The address is 1100 H Street NW, Suite 530, Washington, DC 20005. The start date was November of 2008. 1 hour per month will be spent on insurance instruments with clients during trading hours. It is required to disclose a possible conflict of interest as insurance pays a commission to prospective clients.
CRS (Client Relationship Summary) - RIA
Click below to view Stash John Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2015 - Present
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 1701 K St Nw Suite 801, Washington, DC 20006RIA
CRD#: 281772
Washington, DC
Past
January 16, 2009 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 281772 / SEC#: 801-115029
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Arizona
Registered Investment Advisory firm - (4/30/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (4/30/2019 Terminated)Florida
Registered Investment Advisory firm - (6/10/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
District of Columbia(12/7/2015)
IAR
Florida(12/21/2015)
IAR
Texas(5/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 281772 / SEC#: 801-115029
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Arizona
Registered Investment Advisory firm - (4/30/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (4/30/2019 Terminated)Florida
Registered Investment Advisory firm - (6/10/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1120 Connecticut Ave. Nw Suite 1021, Washington, DC 20036
Mailing Address
Phone number
(202) 780-7726
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,177 |
| AUM (Assets Under Management) | $ 225,860,597 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
