Steven M. Nelson

PRAIRIEWOOD WEALTH MANAGEMENT

FARGO, ND 58104

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CRD#: 5629434

Professional summary

Steven Michael Nelson, who also goes by Steve Michael Nelson, is a registered financial advisor currently at PRAIRIEWOOD WEALTH MANAGEMENT located in Fargo, North Dakota.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Steven has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Michael Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2009 - Present

PRAIRIEWOOD WEALTH MANAGEMENT

Office #1: 3175 Sienna Dr S Ste 100, Fargo, ND 58104

RIA

CRD#: 149007

FARGO, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

CRD#: 149007 / SEC#: 801-118221

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

Minnesota

Registered Investment Advisory firm - (3/27/2020 Terminated)

North Dakota

Registered Investment Advisory firm - (3/17/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Dakota
(1/20/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PRAIRIEWOOD WEALTH MANAGEMENT

PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT

CRD#: 149007 / SEC#: 801-118221

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

Minnesota

Registered Investment Advisory firm - (3/27/2020 Terminated)

North Dakota

Registered Investment Advisory firm - (3/17/2020 Terminated)

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Contact information

Main Address

3175 Sienna Dr S Ste 100, Fargo, ND 58104

Mailing Address

Phone number

(701) 234-0521

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022026 (2/20/2026)

Regulatory assets under management

Total Number of Accounts	1,201
AUM (Assets Under Management)	$ 365,413,413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven M. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAIRIEWOOD WEALTH MANAGEMENT

Primary Firm SEC Registration

PRAIRIEWOOD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

PRAIRIEWOOD WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIEWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

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