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Steven M. Nelson
PRAIRIEWOOD WEALTH MANAGEMENT
FARGO, ND 58104
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CRD#: 5629434
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Professional summary
Steven Michael Nelson, who also goes by Steve Michael Nelson, is a registered financial advisor currently at PRAIRIEWOOD WEALTH MANAGEMENT located in Fargo, North Dakota.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Steven has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Michael Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF THE OTHER BUSINESSES: EAST VALLEY CAPITAL, LLC (EVC) WHETHER THE BUSINESS IS INVESTMENT-RELATED: EVC - NO ADDRESS OF THE OTHER BUSINESS: EVC - 6915 E PARKWAY NORTE, MESA, AZ 85212 NATURE OF THE OTHER BUSINESS: EVC - FREIGHT BILL FACTORING YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: EVC - MEMBER START DATE OF YOUR RELATIONSHIP: EVC - JULY 2010 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: EVC - 5 NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: EVC - 0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: EVC - RISK MANAGEMENT AND ACCOUNTING Harness MHP LLC, Investment-Related - Yes, 3628 49th St N Fargo, ND 58102, Passive real estate investment, Owner, Start date of your relationship - 8/2021, Approximate number of hours/month you devote to the other business 0.5, Number of hours you devote to the other business during securities trading hours 0, Duties relating to the other business - Review financials and performance.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2009 - Present
PRAIRIEWOOD WEALTH MANAGEMENT
Office #1: 3175 Sienna Dr S Ste 100, Fargo, ND 58104RIA
CRD#: 149007
FARGO, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRAIRIEWOOD WEALTH MANAGEMENT
PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT
CRD#: 149007 / SEC#: 801-118221
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Minnesota
Registered Investment Advisory firm - (3/27/2020 Terminated)North Dakota
Registered Investment Advisory firm - (3/17/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Dakota(1/20/2009)
Exams
Current Firm
PRAIRIEWOOD WEALTH MANAGEMENT
PRAIRIEWOOD CAPITAL, LLC | PRAIRIEWOOD WEALTH MANAGEMENT | PRAIRIEWOOD CAPITAL, LLC DBA PRAIRIEWOOD WEALTH MANAGEMENT
CRD#: 149007 / SEC#: 801-118221
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Minnesota
Registered Investment Advisory firm - (3/27/2020 Terminated)North Dakota
Registered Investment Advisory firm - (3/17/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3175 Sienna Dr S Ste 100, Fargo, ND 58104
Mailing Address
Phone number
(701) 234-0521
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 938 |
| AUM (Assets Under Management) | $ 273,988,027 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
