Kenneth E. Robbins

EAGLE SPIRIT INVESTMENTS CONSULTING

Rollins, MT

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CRD#: 5629358

Professional summary

Kenneth Eugene Robbins, who also goes by Kenneth E Robbins, Kenneth Robbins, is a registered financial advisor currently at EAGLE SPIRIT INVESTMENTS CONSULTING, INC. located in Rollins, Montana.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kenneth has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth E Robbins | Kenneth Robbins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/23/2009 - MINORITY SHAREHOLDER OF ROBBINS, INC/ROBBINS INC MANAGED A SMALL FAMM WHICH HAS BEEN SOLD/LESS THEN 1%/MESA, AZ 2. 8/7/10 - REAL ESTATE RENTAL/ONE RESIDENTIAL UNIT, NO CUSTOMERS, ADVISORS OR INDUSTRY RELATED. 1% OF TIME. 3. 12/18/09 - OTHER - FAMILY CORP., ROBBINS, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Eugene Robbins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2013 - Present

EAGLE SPIRIT INVESTMENTS CONSULTING, INC.

RIA

CRD#: 156243

Rollins, MT

Past

February 1, 2011 - December 31, 2012

EAGLE SPIRIT INVESTMENTS CONSULTING, INC.

RIA

CRD#: 156243

ROLLINS, MT

Past

September 25, 2009 - December 22, 2010

LPL FINANCIAL LLC

CRD#: 6413

MESA, AZ

Past

September 24, 2009 - December 22, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

MESA, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(1/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/20/2009

General Securities Representative Examination

Current Firm

EAGLE SPIRIT INVESTMENTS CONSULTING, INC.

CRD#: 156243 / SEC#:

Arizona

Registered Investment Advisory firm - (12/31/2012 Terminated)

Montana

Registered Investment Advisory firm - (1/2/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Rollins, MT

Mailing Address

Po Box 346, Lakeside, MT 59922

Phone number

(480) 899-0000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 5,300,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth E. Robbins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Eugene Robbins's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE SPIRIT INVESTMENTS CONSULTING, INC.

EAGLE SPIRIT INVESTMENTS CONSULTING, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2009

Series 7

Date: 3/20/2009

Current Firm

EAGLE SPIRIT INVESTMENTS CONSULTING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EAGLE SPIRIT INVESTMENTS CONSULTING, INC.

TRUST BUT VERIFY

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